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303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2021-12-09 |
| TX | RA | APPROVED_RES | 2021-04-13 |
| TN | RA | APPROVED | 2021-02-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bb&T Investments | Clevelad | TN | 08/2012 | 02/2021 |
| Bb&T Securities, Llc | Cleveland | TN | 01/2018 | 02/2021 |
| Truist Investment Services, Inc. | Cleveland | TN | 02/2021 | Present |
| Truist Advisory Services, Inc. | Atlanta | GA | 02/2021 | Present |
THE ARK OF CLEVELAND POSITION: TREASURER AND VOLUNTEER NATURE: OFFICER INVESTMENT RELATED: YES NUMBER OF HOURS: 15 INVESTMENT RELATED HOURS: 0 START DATE: 01/01/2010 ADDRESS: 240 OAK STREET, CLEVELAND TN 37311 DESCRIPTION: NONPROFIT ORGANIZATION: ANIMAL 'KEEP ALIVE' SHELTER
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-12-07 |
| S63 | Uniform Securities Agent State Law Examination | 2010-12-21 |
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