Allen Carl Grommet

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-10-11
CT	RA	APPROVED	2024-10-11
GA	RA	APPROVED	2024-10-11
NJ	RA	APPROVED	2024-10-11
NC	RA	APPROVED	2024-10-11

CA RA
APPROVED

Since 2024-10-11
CT RA
APPROVED

Since 2024-10-11
GA RA
APPROVED

Since 2024-10-11
NJ RA
APPROVED

Since 2024-10-11
NC RA
APPROVED

Since 2024-10-11

Branch Locations

Wyckoff, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
American Portfolios Fiancial Services, Inc.	Holbrook	NY	08/2013	10/2024
Osaic Wealth, Inc.	Scottsdale	AZ	10/2024	Present

08/2013 → 10/2024

American Portfolios Fiancial Services, Inc.

Holbrook, NY
10/2024 → Present

Osaic Wealth, Inc.

Scottsdale, AZ

Previous Registrations

2013-08-06 → 2024-10-11

American Portfolios Advisors, Inc

Holbrook, NY
2011-10-03 → 2013-08-05

Cl Wealth Management Llc

Schaumburg, IL
2005-10-19 → 2011-09-30

Workman Securities Corporation

Teaneck, NJ

Wyckoff, NJ

Teaneck, NJ
2005-05-18 → 2005-06-17

Wall Street Financial Group, Inc.

Teaneck, NJ
2004-06-29 → 2004-12-31

The Investment Center, Inc.

Teaneck, NJ

Other Businesses

1.DBA CARING FINANCIAL SERVICES & CARING WEALTH MANAGEMENT/TEANECK, NJ 07666/OWNER/SINCE 2007/ INVESTMENT RELATED/INSURANCE, SECURITIES AND ADVISORY BUSINESS/DETERMINE CUSTOMER NEEDS AND SALES OF INVESTMENT PRODUCTS/5 HOURS DEVOTED PER WEEK 2.EVERBANK/ISLANDIA, NY 11749/AGENT/SINCE 2008/ INVESTMENT RELATED/BANKING AND MORTGAGE SERVICES/DETERMINE NEEDS AND SALARIES OF MORTGAGE AND BANKING PRODUCTS/2 HOURS PER MONTH DEVOTED 3. WS VOGEL/LIVINGSTON, NJ 07039/AGENT/ INVESTMENT RELATED/ SINCE 2008/ PROVIDE LIFE, HELATH & DESABILITY INSURANCE/ DETERMINE CUSTOMER NEEDS & SALES OF PRODUCTS/ 3 HOURS DEVOTED PER MONTH 4. ZENITH MARKETING - AGENT; LIFE & HEALTH INSURANCE. PROVIDE LIFE, HEALTH, LONG-TERM CARE, AND DISABILITY INSURANCE. DEVOTES 2 HRS PER MONTH. 5. AMERICAN PORTFOLIOS ADVISORS - IAR; DEVELOP FINANCIAL PLANS, RECOMMEND INVESTMENTS, AND MONITOR PERFORMANCE. DEVOTES 20 HRS PER MONTH, 15 HRS DURING MARKET HRS.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1995-05-17

S63 Uniform Securities Agent State Law Examination

1995-05-17

Designations

Certified Financial Planner

View on SEC IAPD