Tara Christine Naldi

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1993 → 02/2018
  Invest Financial Corporation
  Tampa, FL
• 02/2018 → 01/2022
  Lpl Financial Llc
  Milltown, NJ
• 02/2018 → 01/2022
  Northfield Bank
  Monroe Twp, NJ
• 01/2022 → Present
  Lpl Financial Llc
  Fort Mill, SC

Previous Registrations

• 2015-05-11 → 2018-02-14
  Invest Financial Corporation
  Milltown, NJ
  Milltown, NJ

Exams

• S66 Uniform Combined State Law Examination
  2015-05-05
• S63 Uniform Securities Agent State Law Examination
  2000-03-17

Other Names

• Tara Puopolo
• Tara Chirstine Naldi
• Tara Puopolo