David Allen Treece

Current Employers

Employment History

• 01/2013 → Present
  Cetera Advisors Llc
  Denver, CO
• 01/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2010-08-17 → 2011-10-27
  J. W. Cole Advisors, Inc.
  Miami Shores, FL
• 2007-07-09 → 2010-07-02
  Treece Advisory Group, Llc
  Miami Shores, FL
• 2007-01-08 → 2007-12-31
  Workman Securities Corporation
  Miami Shores, FL
  Miami Shores, FL
  Eden Prairie, MN
• 2006-02-23 → 2006-12-31
  On Investment Management Co
  Miami Shores, FL

Other Businesses

(1) NAME OF OTHER BUSINESS: TREECE FINANCIAL GROUP, INC, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: DBA FOR INSURANCE, START DATE: 8/2006, APX NUMBER OF HOURS PER WEEK: 2, APX NUMBER OF TRADING HOURS PER WEEK: 2, POSITION/TITLE/RELATIONSHIP: AGENT, BRIEF DESCRIPTION OF DUTIES: DETERMINE CUSTOMER NEEDS FOR THE SALE OF FIXED INSURANCE; (2) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 1996, APX NUMBER OF HOURS PER WEEK: 2, APX NUMBER OF TRADING HOURS PER WEEK: 2, POSITION/TITLE/RELATIONSHIP: AGENT, BRIEF DESCRIPTION OF DUTIES: LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE; (3) NAME OF OTHER BUSINESS: MY BEST LIFE CLUB LLC ; INVESTMENT RELATED: NO ADDRESS: 10800 BISCAYNE BLVD, SUITE 725, MIAMI, FL 33161 NATURE OF BUSINESS: ONLINE COMMUNITY ; START DATE: 02/2021 ; POSITION/TITLE/RELATIONSHIP: OWNER ; APX NUMBER OF HOURS PER WEEK: 4 ; APX NUMBER OF HOURS DURING TRADING HOURS: 4 ; BRIEF DESCRIPTION OF DUTIES: ONLINE COMMUNITIES FOR THE LGBTQ-ORIENTED BUSINESSES AND ORGANIZATIONS ; (4) NAME OF OTHER BUSINESS: NOTARY PUBLIC COMMISSION; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: NOTARIZING DOCUMENTS ; START DATE: 01/2023; POSITION/TITLE/RELATIONSHIP: NOTARY ; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: NOTARIZING DOCUMENTS ; (5) NAME OF OTHER BUSINESS: THE SOLO AGER; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: NON PROFIT; START DATE: 04/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: FOUNDER, DIRECT RESOURCES, CONTENT DEVELOPMENT, SET PROGRAM PRIORITIES; (6) NAME OF OTHER BUSINESS: LA VIDA PRIDE; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: NON PROFIT; START DATE: 04/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: PROVIDE SUPPORT, ADVOCACY FOR LGBTQ+ OLDER ADULTS, ONLINE AND IN-PERSON EDUCATIONAL EVENTS, COURSES, RESOURCES, FREE ONLINE MEMBERS-ONLY COMMUNITY; (7) NAME OF OTHER BUSINESS: AGING PAGES DIRECTORY; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: REFERRAL DIRECTORY; START DATE: 04/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: OVERSEE MARKETING STAFF THAT DEVELOPS AND MAINTAINS WEBSITE; 8) NAME OF OTHER BUSINESS: N/A; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: BOOK SALES; START DATE: 10/2026; POSITION/TITLE/RELATIONSHIP: AUTHOR; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: AUTHOR OF A SERIES OF FINANCIAL PLANNING GUIDES;

Exams

• S63 Uniform Securities Agent State Law Examination
  2007-04-06
• S65 Uniform Investment Adviser Law Examination
  2006-02-07