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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
| TX | RA | APPROVED_RES | 2012-06-21 |
Branch Locations
445 Broadhollow Rd Ste 317, Melville, NY 11747 • United States
445 Broadhollow Rd Ste 317, Melville, NY 11747-3601 • United States
Amityville, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Melville | NY | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Melville | NY | 03/2020 | Present |
Independent Insurance Brokering; Aetna Insurance; 05/05/2014; / Oxford Health Insurance; 01/02/2006; . Business Ownership; EA Operating Corp; Running day to day operations.; Consulting; 445 Broadhollow Rd, , Melville, NY, 11747; Investment-Related; 03/15/2022; 10 to 19 hours per month; 0 during trading hours. Outside Employment; EA Operating Corp; President - Running day to day operations; ; 4455 Broadhollow Rd, , Melville, NY, 11747; Investment-Related; 03/15/2022; 10 to 19 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-06-28 |
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