Michael James O'BRien

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2008 → 02/2024
  Rbc Capital Markets Corporation
  Seattle, WA
• 02/2021 → 02/2024
  City National Bank
  Seattle, WA
• 02/2024 → Present
  Morgan Stanley Smith Barney Llc
  Bainbridge Island, WA
• 03/2024 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2005-10-14 → 2024-03-01
  Rbc Capital Markets, Llc
  Seattle, WA
  Bainbridge Island, WA
  Seattle, WA
• 2000-09-26 → 2005-10-28
  Ubs Financial Services Inc.
  Seattle, WA

Exams

• S66 Uniform Combined State Law Examination
  2000-08-24
• S63 Uniform Securities Agent State Law Examination
  1995-11-30

Other Names

• Michael J Obrien
• Michael James Obrien