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Michael James O'BRien

Morgan Stanley

Bainbridge Island, WA

Silverdale, WA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-02-16
WA RA APPROVED 2024-02-16
  • TX RA
    APPROVED
    Since 2024-02-16
  • WA RA
    APPROVED
    Since 2024-02-16

Branch Locations

400 Winslow Way East Suite 200, Bainbridge Island, WA 98110 • United States

2011 North West Myhre Road Suite 301, Silverdale, WA 98383 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Seattle WA 03/2008 02/2024
City National Bank Seattle WA 02/2021 02/2024
Morgan Stanley Smith Barney Llc Bainbridge Island WA 02/2024 Present
Morgan Stanley Private Bank, N.A New York NY 03/2024 Present
  • 03/2008 → 02/2024
    Rbc Capital Markets Corporation
    Seattle, WA
  • 02/2021 → 02/2024
    City National Bank
    Seattle, WA
  • 02/2024 → Present
    Morgan Stanley Smith Barney Llc
    Bainbridge Island, WA
  • 03/2024 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-08-24
S63 Uniform Securities Agent State Law Examination 1995-11-30
  • S66 Uniform Combined State Law Examination
    2000-08-24
  • S63 Uniform Securities Agent State Law Examination
    1995-11-30
Other Names
  • Michael J Obrien
  • Michael James Obrien

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BAINBRIDGE ISLAND, WA
BRACKENWOOD CAPITAL MANAGEMENT, LLC · BAINBRIDGE ISLAND, WA
RBC CAPITAL MARKETS, LLC · BAINBRIDGE ISLAND, WA
J.P. MORGAN SECURITIES LLC · BAINBRIDGE ISLAND, WA
HIDDEN COVE WEALTH MANAGEMENT · BAINBRIDGE ISLAND, WA
AGATE PASS INVESTMENT, LLC · BAINBRIDGE ISLAND, WA
MORGAN STANLEY · BAINBRIDGE ISLAND, WA
NEW ALCHEMY CAPITAL INVESTMENT MANAGER LLC · BAINBRIDGE ISLAND, WA

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