Jeffrey Steinberg

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2003 → 10/2019
  1St Global Capital Corp
  Port Saint Lucie, FL
• 04/2003 → 10/2019
  1St Global Advisors, Inc.
  Port Saint Lucie, FL
• 04/2003 → 09/2025
  Avantax Insurance Services, Inc.
  Port Saint Lucie, FL
• 10/2019 → 09/2025
  Avantax Advisory Services
  Port Saint Lucie, FL
• 10/2019 → 09/2025
  Avantax Investment Services, Inc.
  Port Saint Lucie, FL
• 06/2022 → Present
  Avantax Planning Partners, Inc.
  Port Saint Lucie, FL
• 01/1991 → Present
  Attorney
  Port St. Lucie, FL
• 04/2003 → 09/2025
  Avantax Insurance Agency And/Or Avantax Insurance Services
  Port Saint Lucie, FL
• 07/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Port St. Lucie, FL
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Port Saint Lucie, FL

Previous Registrations

• 2019-10-25 → 2025-09-05
  Avantax Advisory Services
  Port Saint Lucie, FL
  Dallas, TX
  Port Saint Lucie, FL
• 2003-04-30 → 2019-10-25
  1St Global Advisors Inc
  Port Saint Lucie, FL

Other Businesses

1) INSURANCE SALES POSITION: SALES NATURE: FIXED LIFE INSURANCE/LTC SALES INVESTMENT RELATED: Yes NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: ADDRESS: Ste 105, Port St Lucie FL 34952, DESCRIPTION: Sales of insurance 2) BOTTLENECK CREDIT FUND I, LP POSITION: Limited partner NATURE: Fund will lend money to start-ups in exchange for a debt position and a piece of the equity. I am simply asking to be allowed to invest in this as a limited partner. Nothing else, just an investor in the Fund INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/26/2023 ADDRESS: Bottleneck Credit Fund I GP, LLC, 575 E. Westminster, Lake Forest IL 60045, United States DESCRIPTION: None. I am simply seeking to invest in this LP which was put together by a long time friend of mine 3)OFFICE SHARING POSITION: Financial Planning Consultant NATURE: I share office space with William Pembroke, who is also an Avantax advisor and is also a CPA. William owns the office and my assistant Michele Panuzzo and I work from here INVESTMENT RELATED: No NUMBER OF HOURS: 90 SECURITIES TRADING HOURS: 90 START DATE: 09/19/2023 ADDRESS: 8517 So. US Highway 1, Port St. Lucie FL 34952, United States DESCRIPTION: I work out of an office here 4) ATTORNEY POSITION: ATTORNEY NATURE: RECEIVE REFERRAL FEES ON CASES I REFER 5) HOURLY BILLING FOR REVIEW OF LEGAL DOCUMENTS INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1991 ADDRESS: 8517 So. US Highway 1, Port St. Lucie FL 34952, United States DESCRIPTION: REFERRAL FEES FOR REFERRAL OF A WRONGFUL DEATH LAWSUIT and personal injury lawsuits Review legal documents

Exams

• S63 Uniform Securities Agent State Law Examination
  1995-07-14

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• Jeffrey Steinberg
• Jeff Steinberg