Xavier Ross

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2013 → 02/2018
  Deutsche Bank Securities Inc
  Jacksonville, FL
• 02/2018 → 08/2018
  Unemployed
  Jacksonville, FL
• 08/2018 → 03/2023
  Rbc Capital Markets, Llc.
  New York, NY
• 03/2023 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Ponte Vedra Beach, FL
• 05/2023 → Present
  Bank Of America, N.A.
  Ponte Vedra, FL

Other Businesses

I*1243307 For profit or not for profit: Entity For Profit Name of outside business organization: Ocean Kulture Realty Investment related: Y Address of business: OBA, OBA, OBA Nature of business: ["Limited Liability Company"] Position, title, association: ["Consultant/Independent Contractor"], Start date of relationship: 4/12/2023 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , Real Estate Firm; Licensing for Personal Use

Exams

• S66 Uniform Combined State Law Examination
  2023-05-16
• S63 Uniform Securities Agent State Law Examination
  2005-01-11

Other Names

• Xavier Rosschaert