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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2011-08-09 |
| NC | RA | APPROVED | 2009-10-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 10/2009 | Present |
I*5200268, Entity Type: , Name of OBA: Rental Property - 05-Aug-26 - 1, Address: Stamford, Connecticut, 06905, Investment Related: N, Position, Title, Association: Co-owner with other family members, Employee Start Date: 10/01/2026, No Hours: 5 Monthly, No Hours during Trading: 0 Monthly, Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-08-06 |
| S63 | Uniform Securities Agent State Law Examination | 1995-05-30 |
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