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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-10-12 |
| OR | RA | APPROVED | 2019-03-29 |
Branch Locations
16083 Sw Upper Boones Ferry Rd Ste 250, Tigard, OR 97224 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foresters Financial | Beaverton | OR | 03/1995 | 03/2019 |
| Foresters Advisory Services Llc | Beaverton | OR | 03/2013 | 03/2019 |
| Sisters Properties, Llc | Salem | OR | 07/2016 | Present |
| Carrie Mullins Llc | Beaverton | OR | 12/2017 | 12/2018 |
| Lpl Financial Llc | Tigard | OR | 03/2019 | Present |
1) 3/29/19- Firenze Wealth Management - DBA for LPL Business (entity for LPL Business)- Inv. Related- Tigard, OR-start dat 3/2019- 120hrs/mth- 85% 2) 3/29/19- Sisters Properties, LLC- co-owner - Inv. Related- Salem, OR- start date 6/1/2017- 0% 3) 4/16/2021 - Carrie Mullins LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 1/1/2019 - 0 Hours Per Month/0 Hours During Securities Trading - LLC established for tax purposes and payroll only.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-02-25 |
| S63 | Uniform Securities Agent State Law Examination | 1995-06-15 |
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