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Carrie Rae Mullins

LPl Financial LLC

Tigard, OR

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-12
OR RA APPROVED 2019-03-29
  • TX RA
    APPROVED_RES
    Since 2023-10-12
  • OR RA
    APPROVED
    Since 2019-03-29

Branch Locations

16083 Sw Upper Boones Ferry Rd Ste 250, Tigard, OR 97224 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Financial Beaverton OR 03/1995 03/2019
Foresters Advisory Services Llc Beaverton OR 03/2013 03/2019
Sisters Properties, Llc Salem OR 07/2016 Present
Carrie Mullins Llc Beaverton OR 12/2017 12/2018
Lpl Financial Llc Tigard OR 03/2019 Present
  • 03/1995 → 03/2019
    Foresters Financial
    Beaverton, OR
  • 03/2013 → 03/2019
    Foresters Advisory Services Llc
    Beaverton, OR
  • 07/2016 → Present
    Sisters Properties, Llc
    Salem, OR
  • 12/2017 → 12/2018
    Carrie Mullins Llc
    Beaverton, OR
  • 03/2019 → Present
    Tigard, OR
Previous Registrations
  • 2013-03-13 → 2019-03-29
    Foresters Advisory Services, Llc
    Beaverton, OR
Other Businesses

1) 3/29/19- Firenze Wealth Management - DBA for LPL Business (entity for LPL Business)- Inv. Related- Tigard, OR-start dat 3/2019- 120hrs/mth- 85% 2) 3/29/19- Sisters Properties, LLC- co-owner - Inv. Related- Salem, OR- start date 6/1/2017- 0% 3) 4/16/2021 - Carrie Mullins LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 1/1/2019 - 0 Hours Per Month/0 Hours During Securities Trading - LLC established for tax purposes and payroll only.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-02-25
S63 Uniform Securities Agent State Law Examination 1995-06-15
  • S65 Uniform Investment Adviser Law Examination
    2013-02-25
  • S63 Uniform Securities Agent State Law Examination
    1995-06-15
Other Names
  • Carrie Cole
  • Carrie Rae Cole
  • Carrie Cole
  • Carrie Mullins

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