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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2001-04-30 |
| TX | RA | APPROVED_RES | 1999-01-13 |
| IA | RA | APPROVED | 1999-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Davenport | IA | 09/1998 | Present |
| Bank Of America,Na | Davenport | IA | 11/2009 | Present |
I*122496 For profit or not for profit: Non-Profit Organization Name of outside business organization: Davenport East Little League Investment related: N Address of business: Davenport, Iowa 52803 Nature of business: Other,Non for Profit Little League Baseball Position, title, association: Committee Member, Start date of relationship: 4/1/2019 Number of hours devoted: 50 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Little League Baseball, Help raise donations for their Annual Trivia Night I*122499 For profit or not for profit: Non-Profit Organization Name of outside business organization: Big Brothers Big Sisters Investment related: N Address of business: Davenport, Iowa 52801 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 4/1/2019 Number of hours devoted: 50 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Committee for the Over the Edge campaign
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-09-24 |
| S63 | Uniform Securities Agent State Law Examination | 1995-05-05 |
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