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Beth Ann Wilhelms

Wells Fargo Clearing Services, LLC

Florham Park, NJ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2011-09-09
TX RA APPROVED_RES 2011-04-08
  • NJ RA
    APPROVED
    Since 2011-09-09
  • TX RA
    APPROVED_RES
    Since 2011-04-08

Branch Locations

200 Campus Dr Ste 220, Florham Park, NJ 07932 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Short Hills NJ 05/2009 11/2016
Wells Fargo Clearing Services, Llc Short Hills NJ 11/2016 Present
Other Businesses

TRUSTEE FOR BROTHER, INV RELATED, KENILWORTH, NJ, START: 2/14/2003, LESS THAN 1 PER MONTH; LESS THAN 1 HR DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-08-30
S63 Uniform Securities Agent State Law Examination 1995-12-01
  • S65 Uniform Investment Adviser Law Examination
    2011-08-30
  • S63 Uniform Securities Agent State Law Examination
    1995-12-01
Other Names
  • Beth Ann Matwiczyk
  • Becky Wilhelms

View on SEC IAPD

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Other Offices

WISS PRIVATE CLIENT ADVISORS, LLC · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FLORHAM PARK, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
AMERIPRISE FINANCIAL SERVICES, LLC · FLORHAM PARK, NJ
ROBERT W. BAIRD & CO. INCORPORATED · Florham Park, NJ

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