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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-08-30 |
Branch Locations
300B Drakes Landing Road Ste 155, Greenbrae, CA 94904 • United States
Rohnert Park, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Oakland | CA | 06/1982 | 08/2019 |
| Rbc Capital Markets, Llc. | Greenbrae | CA | 08/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-02-23 |
| S63 | Uniform Securities Agent State Law Examination | 1995-10-16 |
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