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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-01-02
  • TX RA
    APPROVED
    Since 2009-01-02

Branch Locations

719 Strong Ave, Ballinger, TX 76821 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Ballinger TX 07/2007 Present
Raymond James Financial Services Advisors, Inc Ballinger TX 01/2009 Present
Woodruff Wealth Management Inc. Ballinger TX 07/2007 Present
Previous Registrations
Other Businesses

(1)Name of Business: NA Address: 719 Strong Ave, Ballinger, TX, 76821, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 02/20/2008 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: sell/service health insurance originally sold by another agent (wife). I do not actually sell anything, I just service my own health insurance and receive trails on previously sold products (2)Name of Business: Raw Developement Address: 719 Strong Ave, Ballinger, TX, 76821, United States Activity Type: Business Owner Position/Title: Officer - Secretary Investment Related: Yes Start Date: 05/29/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: pay bills (3)Name of Business: Westex Rentals Ltd Address: 719 Strong Ave, Ballinger, TX, 76821, United States Activity Type: Business Owner Position/Title: Officer - Secretary Investment Related: Yes Start Date: 05/29/2014 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: pay bills, oversee repairs (4)Name of Business: Woodruff Wealth Management Inc. Address: 719 Strong Ave, Ballinger, TX, 76821, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 07/15/2007 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 2-10 Description of duties: oversee day to day operations in running a Raymond James Fin. Serv. independent branch office, including managing employees and all financials

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-20
S63 Uniform Securities Agent State Law Examination 1995-04-27
  • S66 Uniform Combined State Law Examination
    2006-01-20
  • S63 Uniform Securities Agent State Law Examination
    1995-04-27
Other Names
  • Jim Woodruff
  • James Mark Jr Woodruff
  • Jim Mark Woodruff

View on SEC IAPD

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