Stephen Ray Smith

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2002 → Present
  Raymond James Financial Services, Inc
  Ballinger, TX
• 12/2003 → 12/2019
  Sports Officiating
  Ballinger, TX
• 01/2009 → Present
  Raymond James Financial Services Advisors, Inc
  Ballinger, TX
• 08/2010 → 06/2020
  Texas Country Financial
  Ballinger, TX
• 12/2002 → Present
  The First National Bank Of Ballinger
  Ballinger, TX
• 06/2020 → Present
  Texas Country Financial Services
  Ballinger, TX

Previous Registrations

• 2001-03-28 → 2002-11-07
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Abilene, TX

Other Businesses

(1) Name of Business: Texas Country BAncshares ESOP Plan Address: 101 S Blackburn , Brady, TX, 76825, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 12/15/2011 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Trustee of the trust set up to manage the Texas Country Bancshares 401K Employee Stock Ownership Plan. (2) Name of Business: Texas Country Financial Services Address: 911 Hutchins Ave, Ballinger, TX, 76821, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 06/05/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Only a branding of the investment center (3) Name of Business: The First National Bank of Ballinger Address: 911 Hutchings , Ballinger, TX, 76821, United States Activity Type: Bank or Credit Union Associate Position/Title: Other Investment Related: Yes Start Date: 12/16/2002 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Dual employee of RJFS & The First National Bank of Ballinger (4) Texas County Banc, Brady, TX, 01/2012, Investment Related: Yes Duties: Trustee

Exams

• S66 Uniform Combined State Law Examination
  2001-03-27