Best Investors Account Sign in
Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2017-02-15
  • ME RA
    APPROVED
    Since 2017-02-15

Branch Locations

580 Lisbon Street, Lisbon Falls, ME 04252 • United States

170 Main Street, South Paris, ME 04281 • United States

100 Middle Street, Portland, ME 04101 • United States

505 Sabattus Street, Lewiston, ME 04240 • United States

208 Main Street, Brunswick, ME 04011 • United States

12 Subaru Drive, Auburn, ME 04212 • United States

70 Lincoln Street 3Rd Floor, Lewiston, ME 04240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Androscoggin Bank Lewiston ME 12/2015 Present
Invest Financial Corporation, Inc. Tampa FL 05/2016 02/2017
Raymond James Financial Services Inc. Lewiston ME 02/2017 Present
Raymond James Financial Services Advisors Inc. Lewiston ME 02/2017 Present
Androscogin Financial Services Lewiston ME 01/2018 Present
Central Maine Community College Auburn ME 11/2025 Present
  • 12/2015 → Present
    Androscoggin Bank
    Lewiston, ME
  • 05/2016 → 02/2017
    Invest Financial Corporation, Inc.
    Tampa, FL
  • 02/2017 → Present
    Raymond James Financial Services Inc.
    Lewiston, ME
  • 02/2017 → Present
    Lewiston, ME
  • 01/2018 → Present
    Androscogin Financial Services
    Lewiston, ME
  • 11/2025 → Present
    Central Maine Community College
    Auburn, ME
Previous Registrations
  • 2016-05-23 → 2017-02-21
    Invest Financial Corporation
    Lewiston, ME
    Gray, ME
  • 2014-01-21 → 2015-11-30
    South Portland, ME
  • 2010-04-07 → 2014-01-21
    Cetera Investment Services Llc
    Winthrop, ME
    Scarborough, ME
    South Portland, ME
    Biddeford, ME
    Gilford, NH
    Brunswick, ME
    Kennebunk, ME
    Portland, ME
    Gardiner, ME
    Augusta, ME
    Fairfield, ME
    Caribou, ME
  • 2009-11-17 → 2010-02-17
    Td Wealth Management Services Inc.
    Waterville, ME
    Portland, ME
    York, ME
    Portland, ME
    Scarborough, ME
    Portland, ME
    Lewiston, ME
    Bangor, ME
    Bangor, ME
    Portland, ME
    Camden, ME
    Oxford, ME
    Auburn, ME
    Bridgeton, NJ
  • 2002-06-04 → 2009-11-17
    Cetera Investment Services Llc
    Portland, ME
Other Businesses

(1)Name of Business: Androscoggin Bank Address: 30 Lisbon St, Lewiston, ME, 04242, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 12/17/2016 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Duel Employee as Director of Financial Services and Program Manager (RJ) (2)Name of Business: Androscogin Financial Services Address: 30 Lisbon St, Lewiston, ME, 04240-7116, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 01/01/2018 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: DBA for Raymond James

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-08-27
S63 Uniform Securities Agent State Law Examination 1999-01-05
  • S66 Uniform Combined State Law Examination
    2001-08-27
  • S63 Uniform Securities Agent State Law Examination
    1999-01-05

View on SEC IAPD

More in Lisbon Falls, ME

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor