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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2017-02-15 |
Branch Locations
580 Lisbon Street, Lisbon Falls, ME 04252 • United States
170 Main Street, South Paris, ME 04281 • United States
100 Middle Street, Portland, ME 04101 • United States
505 Sabattus Street, Lewiston, ME 04240 • United States
208 Main Street, Brunswick, ME 04011 • United States
12 Subaru Drive, Auburn, ME 04212 • United States
70 Lincoln Street 3Rd Floor, Lewiston, ME 04240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Androscoggin Bank | Lewiston | ME | 12/2015 | Present |
| Invest Financial Corporation, Inc. | Tampa | FL | 05/2016 | 02/2017 |
| Raymond James Financial Services Inc. | Lewiston | ME | 02/2017 | Present |
| Raymond James Financial Services Advisors Inc. | Lewiston | ME | 02/2017 | Present |
| Androscogin Financial Services | Lewiston | ME | 01/2018 | Present |
| Central Maine Community College | Auburn | ME | 11/2025 | Present |
(1)Name of Business: Androscoggin Bank Address: 30 Lisbon St, Lewiston, ME, 04242, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 12/17/2016 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Duel Employee as Director of Financial Services and Program Manager (RJ) (2)Name of Business: Androscogin Financial Services Address: 30 Lisbon St, Lewiston, ME, 04240-7116, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 01/01/2018 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: DBA for Raymond James
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-08-27 |
| S63 | Uniform Securities Agent State Law Examination | 1999-01-05 |
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