Barbara Ann Shepherd

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → Present
  Ubs Financial Services Inc
  Houston, TX

Previous Registrations

• 2007-04-02 → 2009-01-09
  Morgan Stanley & Co. Llc
  Houston, TX
• 1997-07-15 → 2007-04-02
  Morgan Stanley Dw Inc.
  Houston, TX
  Houston, TX

Other Businesses

Barbara A. Shepherd / 10 Sullivans Way Missouri City,TX 77459 / Yes/ 43181 Privately Held / USD / No / No / / Start Date 3/22/13-3/22/18/

Exams

• S63 Uniform Securities Agent State Law Examination
  1995-09-12

Other Names

• Barbara Shepherd
• Barbara Shepherd
• Barbara Ann Hall