Darron Lamont Carpenter

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

Authority	Category	Status	Date
DE	RA	APPROVED	2025-03-20
VA	RA	APPROVED	2025-03-04
CO	RA	APPROVED	2024-12-03
FL	RA	APPROVED	2024-10-21
MD	RA	APPROVED	2024-10-21
IN	RA	APPROVED	2023-12-06
MN	RA	APPROVED	2022-02-01
NJ	RA	APPROVED	2020-08-17
PA	RA	APPROVED	2020-08-17

Branch Locations

5129 Market Street 19B-0110, Philadelphia, PA 19139 • United States

11Th St. & Lehigh Ave. Mailstop: 19B-0107, Philadelphia, PA 19133 • United States

300 Barr Harbor Drive, Suite 450 Mailstop: Pabh10, Conshohocken, PA 19428 • United States

4949 N Broad St Ms: 19B-0108, Philadelphia, PA 19141 • United States

3711 Germantown Ave. Mailstop: 19B-0047, Philadelphia, PA 19140 • United States

6052 Ridge Ave Mailstop: 19B-6732, Philadelphia, PA 19128 • United States

15 W City Avenue Ms: 19B-0066, Bala Cynwyd, PA 19004 • United States

5607 Vine St Mailstop: 19B-0031, Philadelphia, PA 19139 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Prudential Insurance Company Of America	Plymouth	MN	01/2016	08/2017
Pruco Securities Llc	Plymouth	MN	01/2016	08/2017
Resource Securities Llc	Philadelphia	PA	02/2019	12/2019
Joseph A. Bank	Philadelphia	PA	11/2015	09/2019
Citizens Securities, Inc	Canton	MA	08/2020	05/2021
Citizens Bank	Newtown	PA	08/2020	05/2021
Unemployed	Philadelphia	PA	01/2020	07/2020
Citizens Securities, Inc.	Philadelphia	PA	05/2021	Present

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-08-22
S63	Uniform Securities Agent State Law Examination	2010-01-20

Other Firms