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David Schroll

The Strategic Financial Alliance, Inc.

Atlanta, GA

Atlanta, GA

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Current Employers
The Strategic Financial Alliance, Inc.

2200 Century Parkway Suite 500, Atlanta, GA 30345 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2022-04-14
  • GA RA
    APPROVED
    Since 2022-04-14

Branch Locations

2200 Century Parkway Suite 500, Atlanta, GA 30345 • United States

2200 Century Parkway Suite 500, Atlanta, GA 30345 • US

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Vestavia Hills AL 05/2015 11/2016
Rfg Advisory Group, Llc Vestavia Hills AL 04/2015 11/2016
Advisor Group Atlanta GA 11/2016 03/2022
The Strategic Financial Alliance, Inc. Atlanta GA 04/2022 Present
  • 05/2015 → 11/2016
    Lpl
    Vestavia Hills, AL
  • 04/2015 → 11/2016
    Rfg Advisory Group, Llc
    Vestavia Hills, AL
  • 11/2016 → 03/2022
    Advisor Group
    Atlanta, GA
  • 04/2022 → Present
    The Strategic Financial Alliance, Inc.
    Atlanta, GA
Previous Registrations
  • 2016-12-05 → 2022-03-25
    Woodbury Financial Services, Inc.
    Atlanta, GA
    Oakdale, MN
  • 2016-12-05 → 2022-03-25
    Fsc Securities Corporation
    Atlanta, GA
  • 2016-12-05 → 2022-03-25
    Osaic Wealth, Inc.
    Atlanta, GA
    Scottsdale, AZ
  • 2016-12-05 → 2022-03-25
    Osaic Services, Inc.
    Atlanta, GA
    Scottsdale, AZ
  • 2016-02-08 → 2016-10-21
    Rfg Advisory, Llc
    Vestavia Hills, AL
  • 2007-01-23 → 2011-07-18
    Fsc Securities Corporation
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
  • 2006-02-14 → 2006-06-16
    Ameriprise Financial Services, Llc
    Birmingham, AL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-05-21
  • S66 Uniform Combined State Law Examination
    2015-05-21
Other Names
  • David Gerard Schroll

View on SEC IAPD

Other Firms

LIQUID STRATEGIES, LLC
HB WEALTH
BISON WEALTH, LLC
BRIGHTER INVESTING, PB LLC
RBC CAPITAL MARKETS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
NEWEDGE ADVISORS
EQUITY SERVICES, INC.

Other Investors

PARIMAL H PATEL
CLAYTON SHAWN GIBSON
FRANK THOMAS WATERSON
WILLIAM LEWIS LEVINE
CHAD JOSEPH NORFOLK
SEAN PATRICK COOK
JONATHAN CHRISTOPHER BRISTOW
MEREDITH STRUTT MIGHTY

Other Offices

LIQUID STRATEGIES, LLC · ATLANTA, GA
HB WEALTH · ATLANTA, GA
BISON WEALTH, LLC · ATLANTA, GA
BRIGHTER INVESTING, PB LLC · ATLANTA, GA
RBC CAPITAL MARKETS, LLC · Atlanta, GA
HB WEALTH · Atlanta, GA
AMERIPRISE FINANCIAL SERVICES, LLC · Atlanta, GA
NEWEDGE ADVISORS · Atlanta, GA

More in Atlanta, GA

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