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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 1995-06-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Antonio | TX | 02/1995 | Present |
| Bank Of America, Na | San Antonio | TX | 09/2009 | Present |
I*5094269 Entity Type: Name of OBA: Family POA Address: San Antonio, Texas, 78232 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 07/24/2026 Number of Hours: 5, Yearly Number of Hours during trading: 0, Yearly Duties: Child/Grandchild I*20252 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: TOWER SIX INVESTMENTS, LLC INVESTMENT RELATED: Y ADDRESS OF BUSINESS: SHREVEPORT, LOUISIANA 71101 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OTHER, MEMBER START DATE OF RELATIONSHIP: 12/29/2005 NUMBER OF HOURS DEVOTED: 5 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 3 DUTIES: FAMILY INVESTMENT ACCOUNT.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 1995-06-16 |
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