John Thomas Sepp

Employer firm

Spc CRD 110692

$6.10B regulatory AUM 4,483 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → Present
  Parkland Securities, Llc
  Ann Arbor, MI
• 05/2016 → Present
  Spc
  Ann Arbor, MI

Previous Registrations

• 2010-07-07 → 2016-05-17
  Lpl Financial Llc
  Ann Arbor, MI

Other Businesses

1. 10/17/2005: FINRA - Investment Related - Other-FINRA Arbitrator - Time Spent 1% - On the approved roster of NASD case arbitrators. 2. 4/25/2016: Jamy Holdings LLC - Investment Related - 1819 W. Stadium Blvd, Ann Arbor MI 48103 - Real Estate Rental - Started 06/01/2008 - 5 Hours Per Month/0 Hours During Securities Trading - Purchase a commercial property for wife's dental practice business. 3. 4/25/2016: Bonnie P. Patel, DDS, P.C. - Not Investment Related - 1819 W. Stadium Blvd, Ann Arbor MI 48103 - Other-Consultant - Started 04/01/2003 - 20 Hours Per Month/0 Hours During Securities Trading - Provide marketing, sales, and general management support for wife's dental practice. 4. Insurance licensed - sales through various insurance companies. 5. Own 2 disability policies for self and spouse. 6. Election Poll Worker - Washtenaw County, MI. Assist with running local elections in compliance with Michigan Election Law. Start date: 2/24/24, approx. 10 hrs/mo for primary and general election. INV REL: N

Exams

• S63 Uniform Securities Agent State Law Examination
  1995-07-06
• S65 Uniform Investment Adviser Law Examination
  1995-07-06

Other Names

• John T Sepp