Traci Lee Mitchell

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2006 → Present
  Citigroup Global Markets Inc.
  Baltimore, MD
• 06/2009 → Present
  Morgan Stanley Smith Barney
  Baltimore, MD
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 2006-02-21 → 2009-06-01
  Citigroup Global Markets Inc.
  Baltimore, MD
  New York, NY
  Baltimore, MD
• 2005-03-30 → 2006-02-21
  Legg Mason Wood Walker, Incorporated
  Baltimore, MD
• 2004-06-01 → 2005-04-06
  Deutsche Bank Securities Inc.
  Baltimore, MD
• 2003-04-09 → 2004-06-10
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Towson, MD

Other Businesses

*407505 - Estate; Investment related Yes; Severna Park, MD; Aug 2020; During business hours: 5; After business hours: 0. *543936 - Power of Attorney; Investment related Yes; Severna Park, Maryland; 03/2023 ; During business hours: 0; After business hours: 1.

Exams

• S63 Uniform Securities Agent State Law Examination
  2004-09-27
• S65 Uniform Investment Adviser Law Examination
  2002-03-11

Designations

• Certified Financial Planner