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David Jeffrey Powell

Ameriprise Financial Services, LLC

Bethesda, MD

Takoma Park, MD

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-07-14
MD RA APPROVED 2021-12-01
  • TX RA
    APPROVED
    Since 2022-07-14
  • MD RA
    APPROVED
    Since 2021-12-01

Branch Locations

4800 Montgomery Ln Ste 620, Bethesda, MD 20814 • United States

Takoma Park, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Djp Consulting, Llc Oxford MI 03/2004 10/2017
Comerica Bank Auburn Hills MI 06/2011 09/2016
Wells Fargo Clearing Services, Llc Birmingham MI 10/2017 06/2019
Ameriprise Financial Services Inc Troy MI 06/2019 03/2020
Ameriprise Financial Services, Llc Bethesda MD 03/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-01-20
S65 Uniform Investment Adviser Law Examination 1995-08-10
S63 Uniform Securities Agent State Law Examination 1995-06-13
  • S66 Uniform Combined State Law Examination
    2018-01-20
  • S65 Uniform Investment Adviser Law Examination
    1995-08-10
  • S63 Uniform Securities Agent State Law Examination
    1995-06-13
Other Names
  • David Jeffrey Powell
  • David Powell

View on SEC IAPD

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