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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2012-09-20 |
Branch Locations
1 North Wacker Drive 32Nd & 33Rd, Chicago, IL 60606 • United States
Downers Grove, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Chicago | IL | 03/1995 | Present |
PROPERTY OWNER/APARTMENT BUILDING LOCATED AT 5248 W. MONTROSE, CHICAGO IL 60634 NOT INVESTMENT-RELATED NATURE OF BUSINESS: PROPERTY OWNER/LANDLORD APPROX NUMBER OF HRS SPENT A MONTH: 1 HOUR Property Owner/Apartment Building Located at 5248 W. Montrose Ave. Chicago, IL 60641. / 5248 W. Montrose Ave. Chicago,IL 60641 / Other/ Real Estate / Landlord of investment property. / Other / Property Owner / Will spend about an hour a month on property management. / Start Date 10/1/2003 /
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-09-19 |
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