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Trent Alton Birdsong

Oppenheimer & Co. Inc.

The Woodlands, TX

The Woodlands, TX

CRD 2609086

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Employer firm

Oppenheimer & Co. Inc. CRD 249

$36.7B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-03-05
  • TX RA
    APPROVED
    Since 2021-03-05

Branch Locations

The Woodlands, TX • United States

Research Forest Lakeside Building 4 2445 Technology Forest Boulevard - Suite 510, The Woodlands, TX 77381 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc The Woodlands TX 12/2014 11/2016
Wells Fargo Clearing Services, Llc The Woodlands TX 11/2016 01/2021
Unemployed The Woodlands TX 01/2021 03/2021
Oppenheimer & Co, Inc The Woodlands TX 03/2021 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-04-15
S63 Uniform Securities Agent State Law Examination 1995-07-10
  • S65 Uniform Investment Adviser Law Examination
    1996-04-15
  • S63 Uniform Securities Agent State Law Examination
    1995-07-10
Designations
  • Certified Financial Planner

View on SEC IAPD

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