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Robert Lee Baltzell

Rlb Financial

Springfield, MO

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Current Employers
Rlb Financial

2530 S. Campbell Suite I, #130, Springfield, MO 65807 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-19
MO RA APPROVED 2015-06-09
  • TX RA
    APPROVED_RES
    Since 2023-10-19
  • MO RA
    APPROVED
    Since 2015-06-09

Branch Locations

2530 S. Campbell Suite I, #130, Springfield, MO 65807 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Rlb & Associates Springfield MO 02/2007 Present
Rlb Financial Llc Springfield MO 09/2009 Present
  • 02/2007 → Present
    Rlb & Associates
    Springfield, MO
  • 09/2009 → Present
    Rlb Financial Llc
    Springfield, MO
Previous Registrations
Other Businesses

RLB & ASSOCIATES; INVESTMENT-RELATED; 2832 INGRAM MILL ROAD SUITE 104, SPRINGFIELD, MO 6580; INSURANCE SERVICES; PRESIDENT; START DATE: 01/11/06; WORKS ABOUT 2 TO 3 HOURS PER WEEK; ACCOUNTS FOR ABOUT 10% OF INCOME

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-02-08
  • S66 Uniform Combined State Law Examination
    2008-02-08
Other Names
  • Robert Baltzell
  • Robert Lee Baltzell

View on SEC IAPD

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