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505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2023-10-04 |
| TX | RA | APPROVED_RES | 2023-10-04 |
Branch Locations
6501 Peake Rd Building 300, Macon, GA 31210 • United States
505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Macon | GA | 02/2010 | 05/2017 |
| Raymond James Financial Services, Inc. | Macon | GA | 05/2017 | 09/2017 |
| Raymond James Financial Services Advisors Inc. | Macon | GA | 06/2017 | 09/2017 |
| Advisory Services Network, Llc | Atlanta | GA | 09/2017 | 09/2023 |
| Calton & Associates, Inc | Macon | GA | 09/2017 | 09/2023 |
| Lpl Financial Llc | Macon | GA | 10/2023 | 06/2025 |
| Wealth Enhancement Group | Macon | GA | 10/2023 | Present |
| Wealth Enhancement Advisory Services | Macon | GA | 10/2023 | Present |
| Wealth Enhancement Brokerage Services | Macon | GA | 10/2023 | Present |
1) 09/01/2023 - Non-Variable Insurance - Selling: life and long-term care insurance - Investment related - 1% time spent - Start date: 8/1/2023. 2) 09/01/2023 - Notary - Investment related - 1% time spent - Start date: 2/4/2022. 3) 10/03/2023 - WEALTH ENHANCEMENT ADVISORY SERVICES LLC - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start Date 8/24/2023 - 160 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services through WEALTH ENHANCEMENT ADVISORY SERVICES LLC, an independent investment advisor firm. I started this business activity in 10/3/2023. I expect to spend approximately hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-06-21 |
| S63 | Uniform Securities Agent State Law Examination | 1995-06-14 |
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