Gary Paul Johanson

Employer firm

Hornor, Townsend & Kent, LLC CRD 4031

$9.01B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Hornor, Townsend & Kent, Llc

161 Washington Street, Conshohocken, PA 19428 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2013-01-15

AZ RA
APPROVED

Since 2013-01-15

Branch Locations

Glendale, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Hornor Townsend & Kent Inc	Horsham	PA	11/2012	Present
Penn Mutual Life Ins Co	Horsham	PA	11/2012	Present

11/2012 → Present

Hornor Townsend & Kent Inc

Horsham, PA
11/2012 → Present

Penn Mutual Life Ins Co

Horsham, PA

Previous Registrations

2007-04-16 → 2012-11-01

Signator Financial Services, Inc.

Sun City, AZ

Sun City, AZ

Other Businesses

INSURANCE BROKERAGE - NO DBA, INVESTMENT-RELATED, 17354 N 64TH LANE, GLENDALE, AZ 85308, INSURANCE SALES AND SERVICE, AGENT, START DATE: 10/2014, APPROXIMATE NUMBER OF HOURS/MONTH: 10, APPROXIMATE NUMBER OF HOURS/MONTH DEVOTED TO THIS ACTIVITY DURING SECURITIES TRADING HOURS: 10, DUTIES: INSURANCE SALES AND SERVICE FOR MULTIPLE CARRIERS INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-08-11
S63	Uniform Securities Agent State Law Examination	1996-01-19

S65 Uniform Investment Adviser Law Examination

2006-08-11
S63 Uniform Securities Agent State Law Examination

1996-01-19

View on SEC IAPD