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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-03-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Lady In The Moon | San Antonio | TX | 01/2006 | Present |
| Usaa | San Antonio | TX | 12/2006 | 06/2019 |
| Victory Capital | San Antonio | TX | 07/2019 | 11/2022 |
| Citigroup | San Antonio | TX | 01/2023 | 03/2024 |
| New York Life Insurance Company | San Antonio | TX | 03/2024 | 09/2024 |
| Teresa Grubman | San Antonio | TX | 10/2024 | 07/2026 |
| J.P. Morgan Securities Llc | San Antonio | TX | 03/2025 | Present |
| Jpmorgan Chase Bank, N.A. | San Antonio | TX | 03/2025 | Present |
Entity Name: The Lady in the Moon Investment related: No Address: Private Residence www.theladyinthemoon.net Nature of the other business: E-Commerce Position/Title/Relationship: Owner/Partner Start Date: 01/01/2006 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: There is no connection to Chase. This is an online gift store with books, music, apparel, jewelry and other items. The shop offers Tarot and sound healing.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-05-24 |
| S63 | Uniform Securities Agent State Law Examination | 2003-02-21 |
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