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John Thomas Dempsey

Barrington Asset Management, Inc.

Chicago, IL

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Current Employers
Barrington Asset Management, Inc.

161 North Clark St., Suite 2950, Chicago, IL 60601 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 1997-12-09
  • IL RA
    APPROVED
    Since 1997-12-09

Branch Locations

161 N. Clark Street, Suite 2950, Chicago, IL 60601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Barrington Asset Management, Inc. Chicago IL 06/1992 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-04-03
  • S65 Uniform Investment Adviser Law Examination
    1995-04-03
Designations
Other Names
  • Nick Dempsey
  • John Dempsey

View on SEC IAPD

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BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
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GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
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