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Craig Anthony Osborne

First Citizens Investor Services, Inc.

Raleigh, NC

Raleigh, NC

CRD 2608669

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Employer firm

First Citizens Investor Services, Inc. CRD 44430

$2.63B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-01-04
  • NC RA
    APPROVED
    Since 2022-01-04

Branch Locations

100 East Tryon Road Mail Code: Dac19, Raleigh, NC 27603 • United States

8540 Colonnade Center Drive, Raleigh, NC 27615 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Citizens Investor Services Raleigh NC 08/2016 Present
  • 08/2016 → Present
    First Citizens Investor Services
    Raleigh, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-03
S63 Uniform Securities Agent State Law Examination 1995-06-09
  • S66 Uniform Combined State Law Examination
    2022-01-03
  • S63 Uniform Securities Agent State Law Examination
    1995-06-09
Other Names
  • Craig A Osborne

View on SEC IAPD

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