Charles Russell Pound

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2012 → Present
  Lpl Financial
  Danville, CA

Previous Registrations

• 2012-11-14 → 2012-12-13
  Vestor Capital, Llc
  Chicago, IL
• 2011-01-19 → 2012-10-30
  Vestor Capital Partners, Llc
  Chicago, IL
• 2008-07-25 → 2011-01-12
  Zacks Investment Management, Inc.
  Chicago, IL
• 2008-05-28 → 2008-07-14
  Td Ameritrade, Inc.
  San Mateo, CA
• 2008-05-28 → 2008-07-14
  Td Ameritrade Investment Management, Llc
  San Mateo, CA
• 2007-04-20 → 2007-06-19
  Wells Fargo Clearing Services, Llc
  San Francisco, CA
• 2003-05-01 → 2007-04-23
  Wells Fargo Investments, Llc
  San Francisco, CA
  San Francisco, CA
  San Francisco, CA
  San Francisco, CA
  Redwood City, CA
• 2001-06-28 → 2003-05-01
  Prudential Equity Group, Llc
  San Francisco, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-08-21
• S63 Uniform Securities Agent State Law Examination
  1998-08-20

Other Names

• Rusty Pound