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Brian Washburn Swinney

Fsa Advisors, Inc.

Troy, MI

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Current Employers
Fsa Advisors, Inc.

50 W Big Beaver Rd Suite 500, Troy, MI 48084 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2017-09-07
  • MI RA
    APPROVED
    Since 2017-09-07

Branch Locations

50 W Big Beaver Rd Suite 500, Troy, MI 48084 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial Service Of America Warren MI 07/2009 Present
Independence Capital Co Inc Parma OH 02/2016 12/2019
Fsa Advisors Warren MI 08/2017 Present
  • 07/2009 → Present
    Financial Service Of America
    Warren, MI
  • 02/2016 → 12/2019
    Parma, OH
  • 08/2017 → Present
    Fsa Advisors
    Warren, MI
Previous Registrations
Other Businesses

Financial Services of America (Vice President) - Sell life insurance and fixed/indexed annuities for various insurance companies through the following IMO list - Advisors Excel, Producers Choice and C2P Advisory Group - and direct through Fidelity and Guaranty for a commission. FSA Advisors (Investment Adviser Representative) - The purpose of this firm will be conducting financial planning and advisory business. I will be an Investment Adviser Representative of this firm. I will remain with ICC as my Broker Dealer, and will be dually registered with ICC's RIA. All necessary documents regarding RIA registration will be forwarded to ICC for supervision. I will receive advisory and financial planning fees. Core Four Services Inc (CEO) - Sell life insurance and annuities for various companies for a commission.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-03-31
S63 Uniform Securities Agent State Law Examination 1995-04-28
  • S65 Uniform Investment Adviser Law Examination
    2017-03-31
  • S63 Uniform Securities Agent State Law Examination
    1995-04-28

View on SEC IAPD

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