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Edith L. Caceres

Citigroup Global Markets Inc.

Miami, FL

Miami, FL

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2007-05-29
  • FL RA
    APPROVED
    Since 2007-05-29

Branch Locations

Citi Wealth Management, Supervision 7795 West Flagler Street, Miami, FL 33144 • United States

Miami, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Miami FL 05/2007 Present
Previous Registrations
  • 2004-12-03 → 2007-05-29
    Citicorp Investment Services
    Miami, FL
    Miami, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-01
S63 Uniform Securities Agent State Law Examination 1999-07-07
  • S66 Uniform Combined State Law Examination
    2004-12-01
  • S63 Uniform Securities Agent State Law Examination
    1999-07-07
Other Names
  • Edith Licaceres
  • Edith Li-Caceres
  • Edith L. Li-Caceres

View on SEC IAPD

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