David Lawrence Wohlwend

Employer firm

Simplicity Wealth CRD 300572

$4.27B regulatory AUM 26 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2008 → Present
  The Leaders Group, Inc
  Littleton, CO
• 10/2008 → Present
  Advisors Resource Llc
  Minneapolis, MN
• 05/2024 → Present
  Simplicity Wealth
  Bloomington, MN

Other Businesses

Dave Wohlwend, Investment Related, 3600 American Blvd Bloomington MN 55431 United States, insurance sales, Registered Insurance Agent, Hours per month devoted to business during trading hours 1, Hours per month devoted to business outside trading hours 1, Personal sales. Wohlwend 7, LLC; Not investment related; 1150 Pine View Dr Orono MN 55356 United States; Partner; 04/30/2024, Hours per month devoted to business during trading hours 1; Hours per month devoted to business outside trading hours 1; Percentage of total yearly compensation expected to be derived from the business 1; Turo (rental car business) run by children. The Leaders Group, investment related, 26 West Dry Creek Circle #800, Littleton Colorado ,Registered Representative, 10/2008

Exams

• S63 Uniform Securities Agent State Law Examination
  1995-05-17

Designations

• Chartered Financial Consultant