Gregory Boyce Smith

Ubs Financial Services Inc.

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-03-13

TX RA
APPROVED

Since 2025-03-13

Branch Locations

Peoria, AZ • United States

2575 East Camelback Road Suite 900, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Phoenix	AZ	07/2006	Present

07/2006 → Present

Ubs Financial Services Inc

Phoenix, AZ

Previous Registrations

2003-07-01 → 2006-07-20

Wells Fargo Clearing Services, Llc

Surprise, AZ

Surprise, AZ
2001-05-14 → 2003-07-01

Prudential Equity Group, Llc

Sun City, AZ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-03-13
S63	Uniform Securities Agent State Law Examination	1997-09-19

S65 Uniform Investment Adviser Law Examination

2025-03-13
S63 Uniform Securities Agent State Law Examination

1997-09-19

Other Names

Gregory B Smith

View on SEC IAPD

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