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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-05-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Distributors | Radnor | PA | 05/2015 | 09/2018 |
| Cuna Brokerage Services | Waverly | IA | 09/2018 | 03/2020 |
| Cuna Mutual Group | Waverly | IA | 09/2018 | 03/2020 |
| Comerica Securities | Houston | TX | 04/2020 | 02/2021 |
| Cuna Brokerage Services, Inc. | Waverly | IA | 02/2021 | Present |
| Cuna Mutual Group | Waverly | IA | 02/2021 | Present |
| Lpl Financial Llc | Dickinson | TX | 05/2022 | Present |
1)05/18/2022 AMOCO Investment and Retirement Services- Investment Related- At Reported Business Location(s)- DBA for LPL Business (entity for LPL business) 2)05/18/2022 No Business Name - Not Investment Related - Houston TX. 77056 - Non-Profit Board Member - Temp Director - Start Date - 07/2019 3)04/05/2023 - Meritage Wealth Insurance Advisors - Investment Related - Non-Variable Insurance - Agent - Start Date - 02/24/2023 - 2 Hours Per Month/2 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-05-17 |
| S63 | Uniform Securities Agent State Law Examination | 1996-01-31 |
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