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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-01-07 |
| GA | RA | APPROVED | 2009-08-14 |
Branch Locations
577 Mulberry Street, Suite 1200 Pob 4783 & 4707, Macon, GA 31201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Macon | GA | 08/2009 | Present |
1. Osprey Development Co; 1550 Southern Oaks Cove, Lawerenceville, GA 30043; Buy and sell vacant land in northeast Florida; Partner; Financial matters partner; 01/01/2001; 3 Hours per Week; Not During Securities Trading Hours; Investment-Related. 2. Habitat for Humanity of Putnam County; 1027 Lake Oconee Parkway; Eatonton, GA 31024; Habitat for Humanity Putnam County is a Christian nonprofit that builds strength, stability and self-reliance through shelter.; Secretary of the Board of Directors; Assist in setting the vision for both short- and long-term goals.; 03/24/2025; 3 Hours per Month; Not during securities trading hours; Not Investment-Related 3. Colerain Partners, LLC; 246 Old Plantation Trail NW Milledgeville, GA 31061; The entity would plan to buy or develop an RV park.; one of the Members of the LLC.; The entity would plan to buy or develop an RV park. I would be one of four or five investor/owners.; 02/07/2025; 4 hrs/month; Not During Securities Trading Hours; Investment-Related. 4. Habitat for Humanity of Putnam, Inc; P.O. Box 4056 Eatonton GA 31024; Habitat for Humanity is a Christian non-profit that builds strength, stability and self-reliance through shelter; Treasurer; Assist in setting the vision for both the short- and long-term goals for the organization; 02/09/2023; 4 hrs/month; Not during security trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-06-28 |
| S65 | Uniform Investment Adviser Law Examination | 1995-06-28 |
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