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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2023-01-23
TX RA APPROVED_RES 2008-12-09
  • MD RA
    APPROVED
    Since 2023-01-23
  • TX RA
    APPROVED_RES
    Since 2008-12-09

Branch Locations

10320 Little Patuxent Pkwy, Columbia, MD 21044 • United States

Woodbine, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Columbia MD 04/2000 Present
Bank Of America, Na Columbia MD 12/2009 Present
Other Businesses

I*91440FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: TAHILL FARMINVESTMENT RELATED: NADDRESS OF BUSINESS: WOODBINE, MARYLAND 21797NATURE OF BUSINESS: FAMILY BUSINESS,POSITION, TITLE, ASSOCIATION: FAMILY HELD, START DATE OF RELATIONSHIP: 4/1/2016NUMBER OF HOURS DEVOTED: 60 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: WE OWN AN OPERATING FARM. WE RAISE CATTLE FOR SALE AND SLAUGHTER. I*657239, Entity Type: Entity Charitable, Name of OBA: Maryland 4-H Foundation, Address: College Park, Maryland, 20740, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 12/23/2021, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties: Advice, guidance and developmentProvide Scholarship to 4-H members, furthering their education; implement opportunities for Leadership Development; support the growth of 4-H in Maryland's Communities; provide funding for Project-Based State and National Trips; expand International 4-H Experiences; and recognize the generosity of our Volunteers and Donors.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-08-18
  • S66 Uniform Combined State Law Examination
    2000-08-18

View on SEC IAPD

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