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Peter James Walsh

Fisher Investments

Tampa, FL

Plano, TX

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Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-08-07
TX RA APPROVED_RES 2024-07-31
  • FL RA
    APPROVED
    Since 2024-08-07
  • TX RA
    APPROVED_RES
    Since 2024-07-31

Branch Locations

3109 W Martin L King Jr Blvd Ste 600, Tampa, FL 33607 • United States

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ing Investment Management Co. Hartford CT 02/1994 10/2018
Ing Investment Management Services Llc New York NY 03/2010 10/2018
Ing Investments Distributor, Llc Scottsdale AZ 08/2010 10/2018
Capital Preservation Advisors, Llc Wawrick RI 03/2020 09/2023
Unemployed Fairfield CT 10/2018 03/2020
Fisher Investments Tampa FL 07/2024 Present
Unemployed Wawrick RI 09/2023 07/2024
  • 02/1994 → 10/2018
    Ing Investment Management Co.
    Hartford, CT
  • 03/2010 → 10/2018
    Ing Investment Management Services Llc
    New York, NY
  • 08/2010 → 10/2018
    Ing Investments Distributor, Llc
    Scottsdale, AZ
  • 03/2020 → 09/2023
    Capital Preservation Advisors, Llc
    Wawrick, RI
  • 10/2018 → 03/2020
    Unemployed
    Fairfield, CT
  • 07/2024 → Present
    Fisher Investments
    Tampa, FL
  • 09/2023 → 07/2024
    Unemployed
    Wawrick, RI
Previous Registrations
  • 2020-05-18 → 2023-09-15
    Nightingale Advisors, Llc
    Glastonbury, CT
    North Kingstown, RI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-05-18
S63 Uniform Securities Agent State Law Examination 2004-01-15
  • S65 Uniform Investment Adviser Law Examination
    2020-05-18
  • S63 Uniform Securities Agent State Law Examination
    2004-01-15

View on SEC IAPD

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