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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-05-02
  • NY RA
    APPROVED
    Since 2023-05-02

Branch Locations

58 South Service Road Suite 305, Melville, NY 11747 • United States

Lynbrook, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Garden City NY 07/2013 04/2023
Tiaa Melville NY 04/2023 Present
Tiaa-Cref Individual & Institutional Services, Llc Melville NY 04/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-17
S63 Uniform Securities Agent State Law Examination 1997-05-15
  • S66 Uniform Combined State Law Examination
    2022-02-17
  • S63 Uniform Securities Agent State Law Examination
    1997-05-15

View on SEC IAPD

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