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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2016-10-06
  • WI RA
    APPROVED
    Since 2016-10-06

Branch Locations

650 Commerce St, West Salem, WI 54669 • United States

West Salem, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
1St Global Capital Corp West Salem WI 10/2009 10/2016
Hayden Cpa, Sc West Salem WI 01/2000 10/2016
1St Global Advisors, Inc. West Salem WI 10/2009 10/2016
Ameriprise Financial Services, Inc. La Crosse WI 10/2016 03/2020
Ameriprise Financial Services, Llc West Salem WI 03/2020 Present
  • 10/2009 → 10/2016
    1St Global Capital Corp
    West Salem, WI
  • 01/2000 → 10/2016
    Hayden Cpa, Sc
    West Salem, WI
  • 10/2009 → 10/2016
    1St Global Advisors, Inc.
    West Salem, WI
  • 10/2016 → 03/2020
    Ameriprise Financial Services, Inc.
    La Crosse, WI
  • 03/2020 → Present
    West Salem, WI
Previous Registrations
  • 2009-12-02 → 2016-10-06
    1St Global Advisors Inc
    West Salem, WI
Other Businesses

Business Ownership; Paccioli, Ltd; ; This corporation owns real estate: office building where Hayden CPA SC is located and my Ameriprise Office. This corporation also owns a rental storage unit.; 650 Commerce StreetWest Salem, WI 54669, ,; Not Investment-Related; 05/01/1994; 1 to 9 hours per month; 0 during trading hours / Hayden CPA SC; ; Tax Preparation; 650 Commerce StreetWest Salem, WI 54669, ,; Not Investment-Related; 08/01/1993; 60 hours per month; 40 to 59 during trading hours. Outside Employment; Hayden CPA SC; President -; Tax Preparation; 650 Commerce Street, ,; Not Investment-Related; 08/01/1993; 20 to 39 hours per month; 10 to 19 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-10-29
S63 Uniform Securities Agent State Law Examination 1995-04-28
  • S66 Uniform Combined State Law Examination
    2009-10-29
  • S63 Uniform Securities Agent State Law Examination
    1995-04-28
Other Names
  • Paul Jeffery Hayden

View on SEC IAPD

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