Stephen Anthony Tulli

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2010 → 11/2016
  Wells Fargo Advisors Llc
  Collegeville, PA
• 11/2016 → 05/2019
  Wells Fargo Clearing Services, Llc
  Collegeville, PA
• 05/2019 → Present
  Lpl Financial, Llc
  Radnor, PA

Previous Registrations

• 2010-04-01 → 2019-06-21
  Wells Fargo Clearing Services, Llc
  Collegeville, PA
• 2005-06-13 → 2010-04-06
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Wayne, PA
  Wayne, PA

Other Businesses

1. 6/20/2019 - No Business Name - NOT INVESTMENT RELATED - Home Based - Other-Business Owner - Started 6/2010 - 2 Hours Per Month/0 Hours During Securities Trading - Time Spent 1% - VOICE-OVER NARRATION. 2. 6/20/2019 - JUNK YARD BAND - NOT INVESTMENT RELATED - Home Based - Other-Musician - Started 10-1994 - 4 Hours Per Month During Securities Trading - Time Spent 2% - Plays guitar in a weekend band. 3. 10/29/2021 - Junk Yard Band/Solo Acoustic Music - Not Investment Related - Varies (music venues in Southern NJ and PA) - Other-Musician - Started 09/28/2021- 5 Hours Per Month/0 Hours During Securities Trading - Play guitar and perform vocal acoustic shows at various venues. 4. 11/19/2025 - Tulli Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 11/21/2025 - 40 hours per month/ during trading

Exams

• S66 Uniform Combined State Law Examination
  2005-06-09
• S65 Uniform Investment Adviser Law Examination
  1995-10-06
• S63 Uniform Securities Agent State Law Examination
  1995-09-15

Designations

• Certified Financial Planner