Mark John Taylor

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2012 → 10/2018
  Ameriprise Financial Services, Inc.
  Redwwod City, CA
• 10/2018 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2012-11-15 → 2018-07-11
  Ameriprise Financial Services, Llc
  Redwood City, CA
• 1997-07-08 → 2012-11-20
  Ubs Financial Services Inc.
  Billings, MT
  Billings, MT
  Weehawken, NJ
  Palo Alto, CA
  Weehawken, NJ
  Palo Alto, CA
  Butte, MT
  Encino, CA
  Sherman Oaks, CA
  Palo Alto, CA

Other Businesses

1. NAME OF OTHER BUSINESS: EXECUTOR FOR FATHER'S ESTATE INVESTMENT RELATED: NO ADDRESS: N/A NATURE OF BUSINESS: : EXECUTOR DUTIES FOR FATHER'S ESTATE START DATE: 5/2017 POSITION/TITLE/RELATIONSHIP: PAY BILLS, TAXES APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: PAY BILLS, TAXES 2. NAME OF OTHER BUSINESS: 162 AIR GUARDIANS INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: AIR NATIONAL GUARD OF TUCSON AZ START DATE: 03/12/2026 POSITION/TITLE/RELATIONSHIP: MEMBER APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: SCHOLARSHIPS FOR AIR NATIONAL GUARDS MEMBERS AND FAMILY SUPPORT

Exams

• S63 Uniform Securities Agent State Law Examination
  1995-07-10
• S65 Uniform Investment Adviser Law Examination
  1995-07-10

Other Names

• Mark John Taylor
• Mark J Taylor