Richard Alan Sharp

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1995 → Present
  Planto Roe & Assoc Inc
  San Antonio, TX
• 03/1995 → 10/2020
  Securian Financial Services, Inc.
  San Antonio, TX
• 02/1995 → Present
  Minnesota Life
  St Paul, MN
• 10/2020 → 06/2024
  Securities America, Inc.
  San Antonio, TX
• 10/2020 → 06/2024
  Securities America Advisors
  San Antonio, TX
• 06/2024 → Present
  Osaic Wealth, Inc.
  San Antonio, TX

Previous Registrations

• 2020-10-26 → 2024-06-14
  Securities America Advisors, Inc.
  San Antonio, TX
  San Antonio, TX
• 1995-04-20 → 2020-11-12
  Securian Financial Services, Inc.
  San Antonio, TX
  San Antonio, TX

Other Businesses

DBA: SYMMETRY FINANCIAL SOLUTIONS SYMMETRY FINANCIAL SOLUTIONS POSITION: owner NATURE: saa advisory INVESTMENT RELATED: Yes NUMBER OF HOURS: 190 SECURITIES TRADING HOURS: 40 START DATE: 09/01/2020 ADDRESS: 2702 N Loop 1604 E, Ste. 202, San Antonio, TX 78232 United States DESCRIPTION: investmets SYMMETRY FINANCIAL SOLUTIONS POSITION: ownet NATURE: seeling insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 60 START DATE: 09/01/2020 ADDRESS: 2702 N Loop 1604 E, Ste. 202, San Antonio, TX 78232, United States DESCRIPTION: investments insurance

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-21
• S63 Uniform Securities Agent State Law Examination
  1995-04-19

Other Names

• Richard Alan Sharp