Richard C Clark Fannin

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2010 → 10/2019
  Ubs Financial Services Inc
  Jacksonville, FL
• 10/2019 → Present
  Wells Fargo Clearing Services, Llc
  Jacksonville, FL

Previous Registrations

• 2010-07-08 → 2019-11-08
  Ubs Financial Services Inc.
  Jacksonville, FL
• 1995-06-14 → 2010-07-09
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Jacksonville, FL
  Jacksonville, FL

Other Businesses

NEW WORLD SPORTS; NOT INV. RELATED; JACKSONVILLE,FL; RACE DIRECTOR; START DATE 10/02/2021; NUMBER OF HOURS PER MONTH 10; NUMBER OF HOURS DURING TRADING 0; ORGANIZE AND LAYOUT RACES AND COMPILE RESULTS.; CECIL PARTNERS, LLC, INV RELATED, JACKSONVILLE, FL, 100% OWNERSHIP, START: 9/1/2022, 8 HRS/MONTH, 0 HRS DURING TRADING. | JOHN FERRELL FANNIN LIVING TRUST UA 11/19/2022;INV RELATED; JACKSONVILLE,FL; TRUSTEE ON FATHER'S TRUST ACCOUNT;TRUSTEE; START DATE: 07/28/2025; 2 HRS PER MONTH; 0 HRS DURING TRADING;|

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-07-11
• S63 Uniform Securities Agent State Law Examination
  1995-06-19

Other Names

• Richard C Fannin
• Richard Clark Fannin