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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-08-03 |
| FL | RA | APPROVED | 2019-10-31 |
Branch Locations
1 Independent Dr 24Th Fl, Jacksonville, FL 32202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Jacksonville | FL | 07/2010 | 10/2019 |
| Wells Fargo Clearing Services, Llc | Jacksonville | FL | 10/2019 | Present |
NEW WORLD SPORTS; NOT INV. RELATED; JACKSONVILLE,FL; RACE DIRECTOR; START DATE 10/02/2021; NUMBER OF HOURS PER MONTH 10; NUMBER OF HOURS DURING TRADING 0; ORGANIZE AND LAYOUT RACES AND COMPILE RESULTS.; CECIL PARTNERS, LLC, INV RELATED, JACKSONVILLE, FL, 100% OWNERSHIP, START: 9/1/2022, 8 HRS/MONTH, 0 HRS DURING TRADING. | JOHN FERRELL FANNIN LIVING TRUST UA 11/19/2022;INV RELATED; JACKSONVILLE,FL; TRUSTEE ON FATHER'S TRUST ACCOUNT;TRUSTEE; START DATE: 07/28/2025; 2 HRS PER MONTH; 0 HRS DURING TRADING;|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-07-11 |
| S63 | Uniform Securities Agent State Law Examination | 1995-06-19 |
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