Jon Alan Corazza

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2004 → 09/2022
  First Allied Securities, Inc.
  San Diego, CA
• 07/2012 → 11/2020
  First Allied Advisory Services, Inc.
  Chesterfield, MO
• 11/2020 → Present
  First Allied Advisory Services
  Schaumburg, IL
• 09/2022 → Present
  Cetera Advisors Llc
  Tigard, OR

Previous Registrations

• 2012-07-02 → 2020-11-12
  First Allied Advisory Services, Inc.
  Chesterfield, MO
  Beaverton, OR
• 2010-01-04 → 2012-07-02
  First Allied Securities, Inc.
  Tigard, OR
  Portland, OR
• 2004-10-27 → 2009-12-31
  First Allied Securities, Inc.
  Portland, OR
  Portland, OR

Other Businesses

1.)MARKETING ONE, INC; PRESIDENT; INSURANCE; START DATE:3/29/2004. 2.) SENTINEL ADVISORS LLC; MANAGER; HOLDING COMPANY OR TAX/BILL PAYMENT ENTITY; START DATE 01/01/2012; 4 HRS. PER MONTH. 3.) Saint Gregory palamas Orthodox Theological School of Noetic Medicine; Registered Agent; Non-Profit Organization; Start Date: 10/30/2016; 0 hours per month; 4.) NAME OF OTHER BUSINESS: ST JOHN THE BAPTIST GREEK ORTHODOX CHURCH, INVESTMENT RELATED: NO, ADDRESS: 14485 SW WALKER ROAD, BEAVERTON, OR 97005, NATURE OF BUSINESS: NON-PROFIT, START DATE: 01/2025, POSITION/TITLE/RELATIONSHIP: PARISH COUNCIL MEMBER, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 0, BRIEF DESCRIPTION OF DUTIES: MONTHLY MEETINGS, SET UP FOR SERVICES; 5.) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 02/1997; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS;

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-09-02
• S63 Uniform Securities Agent State Law Examination
  1999-04-14

Other Names

• Jon Alan Corazza
• Jon Alan Corazza