Robert Lee Avey

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1995 → 08/2020
  Secure Futures/Link Allen & Associates
  San Jose, CA
• 03/1995 → 05/2023
  Securian Financial Services, Inc.
  St Paul, MN
• 05/2023 → Present
  Raymond James Financial Services, Inc.
  San Roman, CA
• 05/2023 → Present
  Raymond James Financial Services Advisors, Inc.
  San Roman, CA

Previous Registrations

• 2000-09-28 → 2023-05-31
  Securian Financial Services, Inc.
  San Mateo, CA
  Los Gatos, CA
  Los Gatos, CA
  San Ramon, CA

Other Businesses

(1) Name of Business: Summit Financial Group Address: 2600 Camino Ramon Suite 200, San Ramon, CA, 94583-1384, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 08/16/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 2-10 Description of duties: Financial Advisor

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-29
• S63 Uniform Securities Agent State Law Examination
  1995-05-10

Designations

• Chartered Financial Consultant