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555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-12-17 |
Branch Locations
555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • USA
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services, Inc. | Denver | CO | 05/1994 | 01/2019 |
| Fidelity Brokerage Services, Inc. | Scottsdale | AZ | 05/1994 | 01/2019 |
| Fidelity Personal And Workplace Advisors | Boston | MA | 07/2018 | 01/2019 |
| Charles Schwab Bank | Phoenix | AZ | 01/2019 | 11/2021 |
| Charles Schwab & Co., Inc | Phoenix | AZ | 01/2019 | 11/2021 |
| Hightower | Chicago | IL | 11/2021 | 03/2023 |
| City National Securities, Inc. | Phoenix | AZ | 01/2024 | Present |
| Unemployed | Phoenix | AZ | 04/2023 | 12/2023 |
Start Date = 02-07-19| Rental Property| Landlord| Chandler, AZ| Hours/Month = Less than 20| Daughter and two girlfriends live in the house and pay rent. My husband and I get involved in large ticket items that include renovations and major maintenance items. Our daughter takes care of regular maintenance and emergency items
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 1995-05-26 |
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