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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-07-13 |
| CT | RA | APPROVED | 2019-12-03 |
Branch Locations
265 Church Street Suite 401, New Haven, CT 06510 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | New Haven | CT | 12/2013 | 12/2019 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 12/2019 |
| Raymond James & Assoc Inc. | Haven | CT | 12/2019 | Present |
(1)Name of Business: konolds pond llc Address: 405 timberlane drive, orange, CT, 06477, United States Activity Type: Business Owner Position/Title: Partner Investment Related: Yes Start Date: 03/05/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: N/A Konolds Pond is an undeveloped piece of real estate
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-07-06 |
| S63 | Uniform Securities Agent State Law Examination | 1995-04-19 |
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