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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-07-13
CT RA APPROVED 2019-12-03
  • FL RA
    APPROVED
    Since 2026-07-13
  • CT RA
    APPROVED
    Since 2019-12-03

Branch Locations

Del Ray, FL • United States

265 Church Street Suite 401, New Haven, CT 06510 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley New Haven CT 12/2013 12/2019
Morgan Stanley Private Bank, National Association New York NY 01/2015 12/2019
Raymond James & Assoc Inc. Haven CT 12/2019 Present
  • 12/2013 → 12/2019
    New Haven, CT
  • 01/2015 → 12/2019
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 12/2019 → Present
    Raymond James & Assoc Inc.
    Haven, CT
Previous Registrations
Other Businesses

(1)Name of Business: konolds pond llc Address: 405 timberlane drive, orange, CT, 06477, United States Activity Type: Business Owner Position/Title: Partner Investment Related: Yes Start Date: 03/05/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: N/A Konolds Pond is an undeveloped piece of real estate

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-07-06
S63 Uniform Securities Agent State Law Examination 1995-04-19
  • S65 Uniform Investment Adviser Law Examination
    1998-07-06
  • S63 Uniform Securities Agent State Law Examination
    1995-04-19

View on SEC IAPD

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